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You Are On:
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Other Information
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You Are On:
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Education
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SEBI Circulars :
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Dec, 2014
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Dec 30, 2014
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Registration for the purpose of Foreign Accounts Tax Compliance Act (FATCA)
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Dec 30, 2014
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Single Registration for Depository Participants
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Dec 18, 2014
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Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform
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Dec 09, 2014
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Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.
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Dec 01, 2014
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Modification to Offer for Sale (OFS) of Shares through stock exchange mechanism
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Nov, 2014
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Nov 24, 2014
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Conditions for issuance of Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor) Regulations, 2014
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Nov 12, 2014
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Consolidated Account Statement (CAS) for all securities assets
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Oct, 2014
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Oct 22, 2014
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Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts
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Oct 21, 2014
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Modification of client codes of non-institutional trades executed on stock exchanges (All Segments)
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Oct 13, 2014
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Single registration for Stock Brokers & Clearing Members
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Oct 09, 2014
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Clarification on Government Debt Investment Limits
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Sep, 2014
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Sep 29, 2014
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Modification to Investor Protection Fund (IPF) / Customer Protection Fund (CPF) Guidelines
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Sep 18, 2014
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Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
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Sep 15, 2014
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Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement
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Sep 15, 2014
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Position Limits for Mutual Funds in 10-year Interest Rate Futures (IRF)
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Sep 11, 2014
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Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms
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Aug, 2014
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Aug 28, 2014
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Information regarding Grievance Redressal Mechanism
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Aug 27, 2014
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Core Settlement Guarantee Fund, Default Waterfall and Stress Test
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Aug 25, 2014
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Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations).
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Aug 08, 2014
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Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism
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Aug 01, 2014
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Monitoring of Compliance by Stock Exchanges
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Jul, 2014
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Jul 24, 2014
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Clarification on position limits of domestic institutional investors for currency derivatives contracts
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Jul 23, 2014
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Change in Government Debt Investment Limits
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Jul 18, 2014
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Clarification and extension of deadline with respect to circular on Guidelines on disclosures, reporting and clarifications under AIF Regulations.
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Jul 04, 2014
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Delivery Instruction Slip (DIS) Issuance and Processing
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Jul 01, 2014
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Dispatch of physical Statements to BOs having Zero Balance and Nil Transactions
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Jul, 2014
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Jun 30, 2014
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Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act - Registration
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Jun 27, 2014
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Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999
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Jun 20, 2014
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Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts
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Jun 20, 2014
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Circular on Minimum Assets under Management (AUM) of Debt Oriented Schemes
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Jun 19, 2014
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Guidelines on disclosures, reporting and clarifications under AIF Regulations
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Jun 17, 2014
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Circular on Investments by FPIs in Non-Convertible / Redeemable preference shares or debentures of Indian Companies
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Jun 17, 2014
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Base Issue Size, Minimum Subscription, Retention of Over-Subscription Limit and further disclosures in the Prospectus for Public Issue of Debt securities
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Jun 16, 2014
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Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs)
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Jun 03, 2014
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Review of the Securities Lending and Borrowing (SLB) Framework
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May, 2014
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May 22, 2014
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Circular on Mutual Funds
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May 22, 2014
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Companies exclusively listed on De-recognized/Non-operational Stock Exchanges
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May 16, 2014
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Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
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May 15, 2014
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Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014
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April, 2014
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Apr 28, 2014
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Infrastructure facilities and submission of periodic reports
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Apr 23, 2014
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Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments
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Apr 17, 2014
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Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement
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Apr 15, 2014
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Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
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Apr 07 , 2014
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Change in investment conditions / restrictions for FII/QFI investments in government debt securities
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Apr 07, 2014
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Margins for USD-INR contracts
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Apr 02, 2014
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Disclosures pertaining to Assets Under Management
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March, 2014
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Mar 28, 2014
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Commencement of Foreign Portfolio Investor ("FPI") regime
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Mar 25, 2014
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Format for Auditors’ Certificate required under Clause 24(i) of the Equity Listing Agreement
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Mar 24, 2014
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Enhancing disclosures, investor education & awareness campaign,
developing alternative distribution channels for Mutual Fund products, etc
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Mar 21, 2014
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Circular on Reporting of OTC Trades in Corporate Bond on Trade
Reporting Platfrom of Stock Exchange
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Mar 12, 2014
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Anti-Money Laundering/Countering the Financing of Terrorism
(AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of
Money-laundering Act, 2002 and Rules framed there under
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Mar 11, 2014
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Establishment of Connectivity with both depositories NSDL and
CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal
Rolling Settlement
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Feb, 2014
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Feb 14, 2014
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FII/QFI investments in Commercial Papers
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Feb 11, 2014
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Establishment of Connectivity with both Depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
Normal Rolling Settlement
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Feb 11, 2014
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Safeguards to avoid trading disruption in case of failure of
software vendor
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Feb 07, 2014
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Testing of software used in or related to Trading and Risk
Management
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Feb 07, 2014
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Guidelines for inspection of Depository Participants (DPs)
by Depositories
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Feb 06, 2014
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Individual scrip wise price bands on non-F&O eligible scrip's
in Index Derivatives
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Jan, 2014
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Jan 29, 2014
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Change in Government Debt Investment Limits for FIIs
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Jan 21, 2014
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IT Governance For Depositories
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Jan 20, 2014
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FII Position Limits in Exchange Traded Interest Rate Futures
(IRF)
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Jan 08, 2014
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Operational Guidelines for Designated Depository Participants
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Jan 07, 2014
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Delivery Instruction Slip (DIS) Issuance and Processing
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Jan 07, 2014
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Reporting of Trades in Securitised Debt Instruments in Trade
Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments
through Clearing Corporations
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Dec, 2013
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Dec 26, 2013
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Know Your Client Requirements
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Dec 19, 2013
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Rationalization of Periodic Call Auction for Illiquid Scrips
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Dec 19, 2013
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Declaration and Undertaking regarding PCC, MCV or equivalent
structure by FIIs
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Dec 19, 2013
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Deposit Requirements for members of the Debt Segment
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Dec 16, 2013
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Establishment of Connectivity with both depositories NSDL and
CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal
Rolling Settlement
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Dec 05, 2013
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Exchange Traded Cash Settled Interest Rate Futures (IRF) on
10-Year Government of India Security
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Dec 04, 2013
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Simplification of demat account opening process
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Dec 03, 2013
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Modification of Position lImits and increasing margins in the
Currency Derivative Segment
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Nov, 2013
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Nov 29, 2013
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Circular on extension of timeline for alignment of employee
benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999’
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Nov 29, 2013
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Circular on Infrastructure Debt Fund
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Nov 28, 2013
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Investments by FIIs/QFIs in Credit Enhanced Bonds
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Nov 18, 2013
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Compliance with the provisions of Equity Listing Agreement
by listed companies-Monitoring by Stock Exchanges
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Nov 06, 2013
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System Audit of Stock Brokers / Trading Members
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Oct, 2013
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Oct 29, 2013
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Issues pertaining to primary issuance of debt securities -
Amendment to Simplified Debt Listing Agreement
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Oct 28, 2013
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Disclosure of Investor Complaints on websites of Stock Exchanges
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Oct 28, 2013
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Standardisation and Simplification of Procedures for Transmission
of Securities
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Oct 24, 2013
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Listing of specified securities of small and medium enterprises
on the Institutional Trading Platform in a SME Exchange without making an initial
public offer.
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Oct 23, 2013
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General Information Document
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Oct 22, 2013
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Centralized Database for Corporate Bonds/ Debentures
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Oct 21, 2013
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Formats under SEBI (Substantial Acquisition of Shares and Takeovers)
Regulations, 2011
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Oct 18, 2013
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Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit
Scheme (GDS) of Banks
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Oct 08, 2013
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Know Your Client Requirements
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Oct 04, 2013
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Facilitating transaction in Mutual Fund schemes through the
Stock Exchange Infrastructure
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Sept, 2013
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Sept 30, 2013
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Amendment to bye-laws of recognised stock exchanges with respect
to non-compliance of certain listing conditions and adopting Standard Operating
Procedure for suspension and revocation of trading of shares of listed entities
for such non compliances
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Sept 30, 2013
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Simplification of registration requirements for Stock Brokers
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Sept 26, 2013
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Investor Grievance Redressal Mechanism
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Sept 26, 2013
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Arbitration Mechanism - Fees for Appellate Arbitration
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Sept 24, 2013
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Establishment of Connectivity with both depositories NSDL and
CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal
Rolling Settlement
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Sept 17, 2013
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Formats for filing reports in terms of regulations 15(i) and
20(j) of SEBI (Buy Back of Securities) Regulations, 1998
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Sept 13, 2013
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Debt Allocation Mechanism for FII/QFI - Government debt securities
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Sept 12, 2013
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KYC Requirements for Eligible Foreign investors
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Sept 12, 2013
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Risk Management Framework for Dedicated Debt Segment on Stock
Exchanges
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Sept 04, 2013
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Circular on Principles of Financial Market Infrastructures
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Sept 03, 2013
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Index based market-wide circuit breaker mechanism
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Aug, 2013
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Aug 28, 2013
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Guidelines for dealing with Conflict of Interest for investment/
trading by CRAs, Access Persons and other employees
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Aug 27, 2013
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General Guidelines for dealing with Conflicts of Interest of
Intermediaries,Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories
and their Associated Persons in Securities Market
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Aug 19, 2013
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Testing of software used in or related to Trading and Risk
Management
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Aug 13, 2013
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Investment by Qualified Foreign Investors (QFIs) in "to be
listed" Indian Corporate Debt Securities
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Aug 07, 2013
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Circular for Application for change in category of the Alternative
Investment Fund
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July, 2013
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Jul 31, 2013
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Utilisation period for Government Debt Limits
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Jul 30, 2013
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Establishment of Connectivity with both depositories NSDL and
CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal
Rolling Settlement
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Jul 29, 2013
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Circular for operational, prudential and reporting requirements
for Alternative Investment Funds
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Jul 09, 2013
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FII/QFI investments in Security Receipts
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Jul 08, 2013
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Modification of Position lImits and increasing margins in the
Currency Derivative Segment
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Jul 05, 2013
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Arbitration Mechanism in Stock Exchanges - Investor Service
Centres
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Jul 05, 2013
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Arbitration Mechanism in Stock Exchanges - Investor Service
Centres
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June, 2013
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June 12, 2013
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Enhancement in Foreign Investment limits in Government debt
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June 11, 2013
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Establishment of Connectivity with both depositories NSDL and
CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal
Rolling Settlement
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June 05, 2013
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Clarification on SEBI's Circular dated August 13, 2012 providing
for the "Manner of Dealing with Audit Reports filed by Listed Companies
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May, 2013
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May 30, 2013
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Review of the Securities Lending and Borrowing (SLB) framework
|
May 30, 2013
|
Comprehensive guidelines on Offer For Sale (OFS) of Shares
by Promoters through the Stock Exchange Mechanism
|
May 21, 2013
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Scheme of Arrangement under the Companies Act, 1956-Revised
requirements for the Stock Exchanges and Listed Companies - Clarification
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May 21, 2013
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Broad guidelines on Algorithmic Trading
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May 13, 2013
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Clarification on SEBI Circular No. CIR/CFD/DIL/3/2013 dated
January 17, 2013 - Amendments to SEBI (Employee Stock Option Scheme and Employee
Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement
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April, 2013
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Apr 29, 2013
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Establishment of Connectivity with both depositories NSDL and
CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal
Rolling Settlement
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Apr 23, 2013
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Circular on Infrastructure Debt Fund
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Apr 17, 2013
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Redress of investor grievances through SCORES
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Apr 08, 2013
|
Establishment of Connectivity with both depositories NSDL and
CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
Normal Rolling Settlement
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Apr 01, 2013
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Rationalisation of Debt Limits
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March, 2013
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Mar 28, 2013
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Amendment to SEBI {(Know Your Client) Registration Agency}
Regulations, 2011 and relevant circulars
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Mar 21, 2013
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Usage of electronic payment modes for making cash payments
to the investors
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Mar 20, 2013
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Corporate bonds and Government securities as collateral
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Mar 18, 2013
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Arbitration Mechanism through Stock Exchanges - Introduction
of Automatic Process and Common Pool of arbitrators
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Mar 18, 2013
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Product Labeling in Mutual Funds
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Mar 15, 2013
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Sharing of information regarding issuer companies between Debenture
Trustees and Credit Rating Agencies
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Mar 05, 2013
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Establishment of Connectivity with both depositories NSDL and
CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal
Rolling Settlement
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Mar 01, 2013
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Guidelines for Enabling Partial Two-Way Fungibility of Indian
Depository Receipts (IDRs)
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February, 2013
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Feb 15, 2013
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Gold Exchange Traded Fund Scheme (Gold ETFs) - Investment in
Gold Deposit Scheme (GDS) of Banks
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Feb 14, 2013
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Introduction of Periodic Call Auction for Illiquid Scrips and
Extension of Pre-Open Session to all Scrips
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Feb 08, 2013
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Liquidity Enhancement Schemes for Illiquid Securities in Equity
Cash market
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Feb 08, 2013
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Increase in FII debt limit for Government and Corporate Debt
category
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Feb 06, 2013
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Time Period for initial offering and allotment of units of
Mutual Fund Scheme eligible under Rajiv Gandhi Equity Savings Scheme, 2012 (RGESS)
|
Feb 04, 2013
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Scheme of Arrangement under the Companies Act 1956 - Revised
requirements for the Stock Exchanges and Listed Companies
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January, 2013
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Jan 25, 2013
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Comprehensive guidelines on Offer For Sale (OFS) of Shares
by Promoters through the Stock Exchange Mechanism.
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Jan 24, 2013
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Guidelines for providing dedicated Debt Segment on Stock Exchanges
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Jan 24, 2013
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Guidelines on Identification of Beneficial Ownership
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Jan 23, 2013
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Application Supported by Blocked Amount (ASBA) facility
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Jan 21, 2013
|
Establishment of Connectivity with both depositories NSDL and
CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
Normal Rolling Settlement
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Jan 17, 2013
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Amendments to SEBI (Employee Stock Option Scheme and Employee
Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement
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Jan 04, 2013
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Rationalisation process for obtaining PAN by Investors
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Jan 03, 2013
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Clarification on Clause 36 of the Equity Listing Agreement
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Jan 02, 2013
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Application Supported by Blocked Amount (ASBA) facility in
public/ rights issue
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Jan 01, 2013
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Debt Allocation Mechanism for FII
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December, 2012
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Dec 19, 2012
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Requirement of Base Minimum Capital for Stock Broker and Trading
Member
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Dec 17, 2012
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Establishment of Connectivity with both depositories NSDL and
CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
Normal Rolling Settlement
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Dec 13, 2012
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Pre-Trade Risk Controls
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Dec 13, 2012
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Procedural norms on Recognitions, Ownership and Governance
for Stock Exchanges and Clearing Corporations
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Dec 07, 2012
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Oversight of Members (Stock Brokers/Trading Members/Clearing
Members of any segment of Stock Exchanges/Clearing Corporations)
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Dec 06, 2012
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Rajiv Gandhi Equity Savings Scheme, 2012
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November, 2012
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Nov 27, 2012
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Inventory Management for Market Makers of SME Exchange / Platform
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Nov 22, 2012
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Review of the Securities Lending and Borrowing (SLB) Framework
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Nov 20, 2012
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Mini derivative (Futures & Options) contract on Index (Sensex
& Nifty)
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Nov 19, 2012
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Amendments to SEBI (Mutual Funds) Regulations, 1996
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Nov 15, 2012
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Participation of mutual funds in Credit Default Swaps (CDS)
Market as Users ("Protection Buyers") and in repo, in corporate debt securities
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Nov 07, 2012
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Arbitration Mechanism in Stock Exchanges
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Nov 07, 2012
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Debt Allocation Mechanism for FII
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Nov 02, 2012
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Establishment of Connectivity with both depositories NSDL and
CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
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Nov 01, 2012
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Modification/ Change of name in the Beneficial Owner (BO) account
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October, 2012
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Oct 15, 2012
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General Order - SEBI (Framework For Rejection Of Draft Offer
Documents) Order, 2012
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Oct 04, 2012
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Public issues in electronic form and use of nationwide broker
network of Stock Exchanges for submitting application forms
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September, 2012
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Sep 26, 2012
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Review of Margining with respect to Exchange Traded Funds (ETFs)
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Sep 25, 2012
|
Application Supported by Blocked Amount (ASBA)
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Sep 21, 2012
|
Processing of Investor complaints against KRA {KYC (Know Your
Client) Registration Agency} in SEBI Complaints Redress System (SCORES)
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Sep 21, 2012
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Printing of Grievances Redressal Mechanism on Delivery Instruction
Form Book
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Sep 13, 2012
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Steps to re-energise Mutual Fund Industry
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Sep 13, 2012
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Application Supported by Blocked Amount (ASBA) facility in
public/ rights issue
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Sep 11, 2012
|
Addendum to Circular No. CIR/MRD/DP/21/2012 dated August 2,
2012
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Sep 05, 2012
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Know Your Client Requirements
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Sep 03, 2012
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Establishment of Connectivity with both depositories NSDL and
CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal
Rolling Settlement
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August, 2012
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Aug 29, 2012
|
Manner of achieving minimum public shareholding requirements
in terms of SCRR, 1957
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Aug 28, 2012
|
Redemption of Indian Depository Receipts (IDRs) into Underlying
Equity Shares
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Aug 27, 2012
|
Facility for a Basic Services Demat Account (BSDA)
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Aug 27, 2012
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Rationalisation of sub broker surrender Process
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Aug 22, 2012
|
Filing Offer Documents under SEBI (Issue of Capital and Disclosure
Requirements) Regulations, 2009
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Aug 13, 2012
|
Redressal of investor grievances against listed companies in
SEBI Complaints Redress System (SCORES)
|
Aug 13, 2012
|
Amendment to the Equity Listing Agreement - Manner of Dealing
with Audit Reports filed by Listed companies
|
Aug 13, 2012
|
Aadhaar Letter as Proof of Address for Know Your Client (KYC)
norms
|
Aug 13, 2012
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Business Responsibility Reports
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Aug 02, 2012
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Direct Market Access - Clarification
|
Aug 02, 2012
|
Activation of ISIN in case of additional issue of shares/ securities
|
July, 2012
|
Jul 27, 2012
|
System for Making Application to Public Issue of Debt Securities
|
Jul 25, 2012
|
Contents of Application Form and Abridged Prospectus for Public
Issue of Debt Securities
|
Jul 23, 2012
|
Revision of Eligibility Criteria for Stocks in Derivatives
Segment
|
Jul 20, 2012
|
Amendment in QFI definition and QFI investment in debt mutual
fund schemes which invest in infrastructure
|
Jul 20, 2012
|
Establishment of Connectivity with both depositories NSDL and
CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
Jul 18, 2012
|
Comprehensive guidelines on Offer For Sale (OFS) of Shares
by Promoters through the Stock Exchange Mechanism
|
Jul 18, 2012
|
QFI Investment in Corporate Debt
|
Jul 16, 2012
|
Investment Liquid MF
|
Jul 13, 2012
|
Amendment to the Equity Listing Agreement - Platform for E-Voting
by Shareholders of Listed Entities
|
Jul 05, 2012
|
Review of Regulatory Compliance and Periodic Reporting
|
Jul 05, 2012
|
Reduction of Time-line for Transfer of Equity Shares and Prescription
of Time-line for Transfer of Debt Securities
|
June, 2012
|
Jun 26, 2012
|
FII Investment in Government debt long term and corporate debt
long term infra category
|
Jun 22, 2012
|
Clarification to the “Guidelines for Business Continuity Plan
(BCP) and Disaster Recovery (DR) Circular dated April 13, 2012"
|
Jun 15, 2012
|
Establishment of Connectivity with both depositories NSDL and
CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
Jun 14, 2012
|
Establishment of Connectivity with both depositories NSDL and
CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
Jun 7, 2012
|
Reporting of Offshore Derivative Instruments (ODIs)/ Participatory
Notes (PNs) activity
|
Jun 7, 2012
|
Revision in framework for Qualified Foreign Investor (QFI)
investment in Equity Shares and Mutual Fund schemes
|
May, 2012
|
May 30, 2012
|
Exit Policy for De-recognized/ Non-operational Stock Exchanges
|
May 25, 2012
|
Amendment to the Consent Circular dated 20th April 2007
|
May 23, 2012
|
Revised Position Limits for Trading Member (Banks) in Exchange
Traded USD:INR derivative contracts
|
May 14, 2012
|
Review of Regulatory Compliance and Periodic Reporting
|
May 03, 2012
|
Filing Offer Documents under SEBI (Issue of Capital and Disclosure
Requirements) Regulations, 2009
|
Apr, 2012
|
Apr 27, 2012
|
Auction calendar for allocation of FII debt limit
|
Apr 23, 2012
|
Establishment of Connectivity with both depositories NSDL and
CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal
Rolling Settlement
|
Apr 16, 2012
|
Amendments to the Equity Listing Agreement-Formats for Disclosure
of Financial Results
|
Apr 16, 2012
|
Processing of investor complaints against companies applying
for listing of debt securities in SEBI SCORES system
|
Apr 13, 2012
|
Guidelines for Business Continuity Plan (BCP) and DisasterRecovery(DR)
|
Apr 13, 2012
|
Uploading of the existing clients KYC details in the KYC Registration
Agency KRA system by the intermediaries
|
Apr 13, 2012
|
Processing of investor complaints against listed companies
in SEBI Complaints Redress System SCORES Intimation to Stock Exchanges
|
Apr 12, 2012
|
Allocation of debt limits to FIIs
|
Mar, 2012
|
Mar 30, 2012
|
Broad Guidelines on Algorithmic Trading
|
Mar 30, 2012
|
Exemptions from 100 promoter s holding in demat form
|
Mar 29, 2012
|
Review of Regulatory Compliance and Periodic Reporting
|
Mar 12, 2012
|
Allocation of debt limits in corporate debt old and Government
Debt long term category to FIIs
|
Mar 05, 2012
|
Clearing and Settlement of OTC trades in Commercial Paper (CPs)
& Certificates of Deposit (CDs
|
Mar 01, 2012
|
Guidelines for Credit Rating Agencies
|
Feb, 2012
|
Feb 28, 2012
|
Circular on Mutual Funds
|
Feb 28, 2012
|
Circular on Mutual Funds
|
Feb 27, 2012
|
Offer For Sale of Shares by Promoters through the Stock Exchange
Mechanism Clarification
|
Feb 23, 2012
|
Offer For Sale of Shares by Promoters through the Stock Exchange
Mechanism
|
Feb 21, 2012
|
Standardized lot size for SME Exchange Platform.
|
Feb 17, 2012
|
Allocation of Corporate debt long term category to FIIs.
|
Feb 15, 2012
|
Investor Grievance Redressal Mechanism at Stock Exchanges.
|
Feb 09, 2012
|
Guidelines in respect of the disclosures to be made in the
Letter of offer in respect of Buy back of securities in terms of SEBI Buy back of
Securities Regulations 1998 and Format of Standard letter of offer.
|
Feb 08, 2012
|
Amendments to the Equity Listing Agreement
|
Feb 01, 2012
|
Offer For Sale of Shares by Promoters through the Stock Exchange
Mechanism
|
Jan, 2012
|
Jan 25, 2012
|
Eligibility criteria for qualified depository participant
|
Jan 20, 2012
|
Composition of arbitration committee
|
Jan 20, 2012
|
Investor Grievance Redressal Mechanism at Stock Exchanges
|
Jan 20, 2012
|
Trade controls in Normal Trading Session for Initial Public
Offering IPO and other category of scrips
|
Jan 20, 2012
|
Call Auction in Pre open session for Initial Public Offering
(IPO) and other category of scrips
|
Jan 13, 2012
|
Investment by Qualified Foreign Investors (QFI) in Indian equity
shares
|
Jan 10, 2012
|
Disclosure of Track Record of the public issues managed by
Merchant Bankers
|
Jan 03, 2012
|
Changes in Re investment period of FII Debt Limit
|
Dec, 2011
|
Dec 30, 2011
|
Exchange Traded Interest Rate Futures on 2 year and 5 year
Notional Coupon Bearing Government of India Security
|
Dec 26, 2011
|
Public issue of Debt Securities Prohibition on payment of incentives
|
Dec 23, 2011
|
Guidelines in pursuance of the SEBI KYC Registration Agency
(KRA) Regulations, 2011 and for In Person Verification (IPV)
|
Dec 20, 2011
|
Establishment of Connectivity with both depositories NSDL and
CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal
Rolling Settlement
|
Dec 19, 2011
|
Review of Regulatory Compliance, Periodic Reporting and Contents
of Trust Deed
|
Dec 15, 2011
|
Guidelines on Outsourcing of Activities by Intermediaries
|
Dec 13, 2011
|
Revised format of Monthly Cumulative Report (MCR) incorporating
investments in Infrastructure Debt Fund
|
Dec 02, 2011
|
The Securities and Exchange Board of India KYC Registration
Agency Regulations 2011
|
Nov, 2011
|
Nov 29, 2011
|
Annual System Audit
|
Nov 22, 2011
|
Format for submitting Draft Letter of Offer under Regulation
16 1 of SEBI SAST Regulations 2011
|
Nov 18, 2011
|
Increase in FII debt limit in Government and Corporate debt
category
|
Nov 11, 2011
|
Participation of mutual funds in repo in corporate debt securities
|
Oct, 2011
|
Oct 25, 2011
|
In person verification IPV of clients by subsidiaries-of Stock
Exchanges-acting as Stock Brokers
|
Oct 24, 2011
|
Reporting format under Regulation 11 of Securities Contracts
Regulation Manner of Increasing and Maintaining Public Shareholding in Recognised
Stock Exchanges Regulations 2006
|
Oct 20, 2011
|
Circular specifying the formats for disclosures under Regulation
29 1 and 2 of SEBI Substantial Acquisition of Shares and Takeovers Regulations 2011
|
Oct 14, 2011
|
Establishment of-Connectivity-with-both-depositories-NSDL-and-CDSL-Companies-eligible-for-shifting-from-Trade-for-Trade-Settlement-TFTS-to-normal-Rolling-Settlement
|
Oct 05, 2011
|
Uniform-Know-Your-Client-KYC-requirements-for-the-securities-market
|
Oct 05, 2011
|
Amendments-to-the-Equity-IDR-and-SME-Equity-Listing-Agreements
|
Sep, 2011
|
Sep 30, 2011
|
Clarification-on-100-promoter-holding-in-demat-form
|
Sep 30, 2011
|
Revisions-in-FII-Investments-in-corporate-debt-long-term-infra-category
|
Sep 28, 2011
|
Guidelines-for-Issue-and-Listing-of-Structured-Products-Market-Linked-Debentures
|
Sep 28, 2011
|
Filing-Offer-Documents-with-SEBI-under-SEBI-Issue-of-Capital-and-Disclosure-Requirements-Regulations-2009
|
Sep 27, 2011
|
Disclosure-of-Price-Information-of-past-issues-handled-by-Merchant-Bankers
|
Sep 27, 2011
|
Contents-of-Application-Cum-Bidding-Form-and-Manner-of-disclosure
|
Sep 23, 2011
|
Securities-and-Exchange-Board-of-India-Substantial-Acquisition-of-Shares-and-Takeovers-Regulations-2011-and-consequential-amendments-to-Clause-35-of-the-Equity-Listing-Agreement
|
Sep 12, 2011
|
Redressal-of-investor-grievances-against-Depository-Participants-DPs-in-SEBI-Complaints-Redress-System-SCORES
|
Sep 08, 2011
|
Amendments to SEBI (Mutual Funds) Regulations, 1996
|
Aug, 2011
|
Aug 26, 2011
|
Processing-of-Investor-Complaints-in-SEBI-Complaints-Redress-System-SCORES
|
Aug 26, 2011
|
Infrastructure-Finance-Companies-IFCs-as-eligible-issuers-for-FIIs-investment-limit-in-debt-instrument-for-infrastructure
|
Aug 25, 2011
|
Redressal-of-investor-grievances-against-stock-brokers-and-sub-brokers-in-SEBI-Complaints-Redress-System-SCORES
|
Aug 24, 2011
|
Processing-of-Investor-Complaints-in-SEBI-Complaints-Redress-System-SCORES
|
Aug 22, 2011
|
Simplification-and-Rationalization-of-Trading-Account-Opening-Process
|
Aug 22, 2011
|
Circular-for-Mutual-Funds
|
Aug 10, 2011
|
Short-collection-Non-collection-of-client-margins-Derivatives-Segments
|
Aug 09, 2011
|
Investment-by-Foreign-Investors-in-Mutual-Fund-Schemes
|
Aug 02, 2011
|
SMS-and-E-mail-alerts-to-investors-by-stock-exchanges
|
Aug 02, 2011
|
Processing-of-Investor-Complaints-in-SEBI-Complaints-Redress-System-SCORES
|
Aug 02, 2011
|
Revised-procedure-for-seeking-prior-approval-for-change-in-control-through-single-window
|
Aug 01, 2011
|
Indicative-portfolio-or-yield-in-close-ended-debt-oriented-mutual-fund-schemes
|
July, 2011
|
July 29, 2011
|
Allocation-of-Government-debt-long-term-limits-to-FIIs
|
July 18, 2011
|
Establishment-of-Connectivity-with-both-depositories-NSDL-and-CDSL-Companies-eligible-for-shifting-from-Trade-for-Trade-Settlement-TFTS-to-normal-Rolling-Settlement
|
July 11, 2011
|
Clarification-regarding-admission-of-Limited-Liability-Partnerships-as-members-of-Stock-Exchanges
|
July 05, 2011
|
Modification-of-Client-Codes-of-Non-institutional-Trades-Executed-on-Stock-Exchanges-All-Segments-
|
July 01, 2011
|
Establishment-of-Connectivity-with-both-depositories-NSDL-and-CDSL-Companies-eligible-for-shifting-from-Trade-for-Trade-Settlement-TFTS-to-normal-Rolling-Settlement
|
June, 2011
|
June 30, 2011
|
Review-of-Internet-Based-Trading-IBT-and-Securities-trading-using-Wireless-Technology-STWT-
|
June 20, 2011
|
Periodical-Report-Grant-of-prior-approval-to-Bankers-to-an-Issue
|
June 20, 2011
|
Periodical-report-Grant-of-prior-approval-to-Registrars-to-an-Issue-and-Share-Transfer-Agents
|
June 20, 2011
|
Periodical-report-Grant-of-prior-approval-to-underwriters
|
June 20, 2011
|
Periodical-Report-Grant-of-prior-approval-to-Credit-Rating-Agencies
|
June 17, 2011
|
Shareholding-of-promoter-promoter-group-to-be-in-dematerialized-mode
|
June 17, 2011
|
Periodical-report-Grant-of-prior-approval-to-Registrars-to-an-Issue-and-Share-Transfer-Agents
|
June 17, 2011
|
Periodical-report-Grant-of-prior-approval-to-underwriters
|
June 17, 2011
|
Periodical-report-Grant-of-prior-approval-to-merchant-bankers
|
June 16, 2011
|
Modification-to-Investor-Protection-Fund-IPF-Customer-Protection-Fund-CPF-Guidelines
|
June 16, 2011
|
Change-of-Name-by-Listed-Companies
|
June 15, 2011
|
Modification to Investor Protection Fund (IPF)/ Customer Protection
Fund (CPF) Guidelines
|
June 15, 2011
|
Change of Name by Listed Companies
|
June 15, 2011
|
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory
Notes(PNs) activity
|
June 15, 2011
|
Standardisation of Rating Symbols and Definitions
|
June 09, 2011
|
Pre- funded instruments / Electronic fund transfers
|
June 03, 2011
|
Redemption of Indian Depository Receipts (IDRs) into Underlying
Equity Shares
|
June 03, 2011
|
Processing of investor complaints against listed companies
in SEBI Complaints Redress System - SCORES
|
June 03, 2011
|
'Periodical Report - Grant of prior approval to members of
stock exchanges/sub- brokers
|
June 02, 2011
|
Liquidity enhancement schemes for illiquid securities in equity
derivatives segment
|
May, 2011
|
May 19, 2011
|
Option to hold units in demat form
|
May 16, 2011
|
Adjustment of differential pricing amount at the time of application
for allotment of specified securities
|
May 13, 2011
|
Clarification on circular dated December 3, 2009 on 'Dealings
between a Client and a Stock broker Self Clearing Member in the Currency Derivatives
Segment
|
May 12, 2011
|
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory
Notes(PNs) activity
|
Apr, 2011
|
Apr 29, 2011
|
Applications Supported by Blocked Amount (ASBA) facility
|
Apr 27, 2011
|
Review of Annual Issuers charges
|
Apr 07, 2011
|
Limitation period for filing an arbitration reference
|
Mar, 2011
|
Mar 31, 2011
|
FII Investment in corporate bonds infra long term category
|
Mar 29, 2011
|
Dissemination of further information about FII activity - Discontinuance
of Reporting
|
Mar 24, 2011
|
Addendum to Circular no. Cir/ISD/1/2011 dated March 23, 2011
|
Mar 23, 2011
|
Unauthenticated news circulated by SEBI Registered Market Intermediaries through
various modes of communication
|
Mar 22, 2011
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement - December 2010 and January 2011
|
Mar 16, 2011
|
Listing Agreement for Securitized Debt Instruments
|
Mar 09, 2011
|
Usage of Load Account
|
Mar 08, 2011
|
Allocation of Government debt long term and corporate debt
- old investment limits to FIIs
|
Mar 07, 2011
|
Futures on 91-day Government of India Treasury-Bill
|
Feb, 2011
|
Feb 09, 2011
|
Arbitration mechanism of stock exchanges - Applicability of
the provisions of the Limitation Act, 1963
|
Jan, 2011
|
Jan 27, 2011
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
Jan 18, 2011
|
Addendum to the Circular No. CIR/IMD/FIIC/1/2011
|
Jan 17, 2011
|
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory
Notes(PNs) activity
|
Jan 11, 2011
|
Introduction of Derivative Contracts on Foreign Stock Indices
|
Jan 03, 2011
|
Modifications to client code post trade execution
|
Dec, 2010
|
Dec 28, 2010
|
Activity schedule for Auction Session Establishment of Connectivity
with both depositories NSDL and CDSL - Companies eligible for shifting from Trade
for Trade Settlement (TFTS) to normal Rolling Settlement
|
Dec 16, 2010
|
Amendments to the Equity Listing Agreement
|
Dec 14, 2010
|
Acceptance of Third Party Address as Correspondence Address
|
Dec 09, 2010
|
Circular on Smart Order Routing - Clarification
|
Dec 06, 2010
|
Half yearly report by Trustees
|
Dec 01, 2010
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
- July and August 2010
|
Nov, 2010
|
Nov 26, 2010
|
Allocation of Government debt and corporate debt investment
limits to FIIs Circular for Mutual Funds
|
Nov 09, 2010
|
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
|
Nov 04, 2010
|
Display of Details by Stock Brokers including Trading Members
|
Nov 02, 2010
|
Portfolio Managers - Clarification on minimum investment amount etc
|
Nov 01, 2010
|
Code of Conduct for Investor Associations (IAs)
|
Oct, 2010
|
Oct 27, 2010
|
European Style Stock Options
|
Oct 26, 2010
|
Clarification on Trading Rules and shareholding in dematerialized
mode
|
Oct 22, 2010
|
Consolidation or Merger of Schemes
|
Oct 14, 2010
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
- June 2010
|
Oct 13, 2010
|
Circular for filing Draft Offer Documents with Regional Offices of SEBI
|
Oct 12, 2010
|
Applications Supported by Blocked Amount (ASBA) facility in public issues
|
Oct 08, 2010
|
PPortfolio Managers - Monthly Report
|
Oct 07, 2010
|
Review of Securities Lending and Borrowing (SLB) Framework
|
Oct 05, 2010
|
Portfolio Managers - Regulation of fees and charges
|
Sep, 2010
|
Sep 29, 2010
|
Compliance with circular dated April 15, 2010
|
Sep 17, 2010
|
Clarification on Introduction of Call Auction in pre-open session
|
Sep 15, 2010
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
Sep 06, 2010
|
Clarification on submission of Audit report under Regulation
55A of SEBI (Depositories and Participants) Regulations, 1996
|
Sep 03, 2010
|
Trading Rules and shareholding in dematerialized mode
|
Aug, 2010
|
Aug 31, 2010
|
Arbitration Mechanism in Stock Exchanges
|
Aug 31, 2010
|
Execution of Power of Attorney (PoA) by the Client in favour
of the Stock Broker/ Stock Broker and Depository Participant - Clarifications
|
Aug 31, 2010
|
Execution of Power of Attorney (PoA) by the Client in favour
of the Stock Broker/ Stock Broker and Depository Participant - Clarifications
|
Aug 27, 2010
|
Clarification on Introduction of Call Auction in pre-open session
|
Aug 27, 2010
|
Introduction of Smart Order Routing
|
Aug 27, 2010
|
Securities Trading using Wireless Technology
|
Aug 18, 2010
|
Review of norms for investment and disclosure by Mutual Funds
in Derivatives Transferability of Mutual Fund units
|
Aug 12, 2010
|
Updation of investor related documents
|
Aug 11, 2010
|
Arbitration Mechanism in Stock Exchanges
|
Aug 06, 2010
|
Allocation of Government debt and Corporate debt investment
limits to FIIs Amendment to SEBI MF Regulations, 1996
|
Aug 05, 2010
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
July , 2010
|
Jul 30, 2010
|
Options on USD-INR Spot Rate
|
Jul 30, 2010
|
Reporting of OTC transactions in Certificates of Deposit (CDs)
and Commercial Papers - CPs
|
Jul 29, 2010
|
Mandatory requirement of Permanent Account Number - PAN
|
Jul 28, 2010
|
Additional mode of payment through applications supported by
blocked amount (hereinafter referred to as ASBA) in Mutual Funds
|
Jul 23, 2010
|
Market Access through Authorised Persons
|
Jul 15, 2010
|
Physical Settlement of Stock Derivatives
|
Jul 15, 2010
|
Introduction of call auction in Pre-open session
|
Jul 13, 2010
|
Applications Supported by Blocked Amount (ASBA) facility in public issues
|
Jul 07, 2010
|
Revised Exposure Margin for Exchange Traded Equity Derivatives
|
Jul 01, 2010
|
Account Maintenance Charges collected upfront on annual/ half
yearly basis on demat accounts
|
June , 2010
|
Jun 29, 2010
|
Reporting of Lending of securities bought in the Indian Market
|
Jun 24, 2010
|
Certification programme for sale and/or distribution of mutual
fund products
|
Jun 21, 2010
|
Valuation of debt and money market Instruments
|
June 14, 2010
|
Anti Money Laundering/Combating Financing of Terrorism Standards- Additional Requirements/Clarifications
|
June 11, 2010
|
Allocation of Corporate debt investment limits to FIIs
|
June 10, 2010
|
Disclosure of regulatory orders and arbitration awards on Depository
website
|
May , 2010
|
May 28, 2010
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
May 18, 2010
|
Setting up of a Stock exchange/ a trading platform by a recognized stock exchange
having nationwide trading terminals for SME
|
May 17, 2010
|
Conditions of listing for issuers seeking listing on SME Exchange
- Model SME Equity Listing Agreement
|
May 13, 2010
|
Disclosure of Investor Complaints with respect to Mutual Funds
SEBI (Credit Rating Agencies) (Amendment) Regulations, 2010 - Gazette Notification
dated March 19, 2010
|
May 07, 2010
|
Making Annual Reports of Listed Companies easily accessible.
|
May 04, 2010
|
Introduction of Index options with tenure up to 5 years
|
May 04, 2010
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
May 03, 2010
|
Guidelines for Credit Rating Agencies
|
April , 2010
|
Apr 28, 2010
|
Margining of institutional trades in the cash market
|
Apr 27, 2010
|
Introduction of derivative contracts on Volatility Index
|
Apr 26, 2010
|
Guidelines for market makers on Small and Medium Enterprise
(SME) exchange/separate platform of existing exchange having nation wide terminal
|
Apr 23, 2010
|
Execution of Power of Attorney (PoA) by the Client in favour
of the Stock Broker/ Stock Broker and Depository Participant
|
Apr 22, 2010
|
Reduction in time between issue closure and listing
|
Apr 16, 2010
|
Amendments to Equity Listing Agreement - Discontinuation of
Electronic Data Information Filing and Retrieval (EDIFAR) System
|
Apr 15, 2010
|
Additional information regarding PCC, MCV or equivalent structure
by FIIs
|
Apr 09, 2010
|
Allocation of debt investment limits
|
Apr 06, 2010
|
Applications Supported by Blocked Amount (ASBA) facility in public issues
|
Apr 05, 2010
|
Listing Conditions-Amendments to the Equity Listing Agreement
|
Apr 01, 2010
|
Allotment of Code to United Stock Exchange of India Limited
|
March , 2010
|
Mar 31, 2010
|
Clarification on dealings between a client and a stock broker
|
Mar 29, 2010
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
Mar 15, 2010
|
Circular for Mutual Funds
Half Yearly Reporting by Portfolio Managers
|
Mar 05, 2010
|
Disclosure of details of the allottees in the Qualified Institutional Placements
(QIP) made by issuer company
|
February , 2010
|
Feb 22, 2010
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
Feb 10, 2010
|
Committee for review of ownership and governance of market
infrastructure institutions
|
Feb 04, 2010
|
Standard warning in Advertisements by Mutual Funds
|
Feb 02, 2010
|
Valuation of Debt and Money Market Instruments
|
January , 2010
|
Jan 29, 2010
|
Disclosure of investor complaints and arbitration details on Depository website
|
Jan 21, 2010
|
Requirement of Fee Clearance and NOC - Non applicability in respect of certain category
of members of stock exchanges
|
Jan 19, 2010
|
Currency Futures on Additional Currency pairs
|
Jan 18, 2010
|
Advertisement by mutual funds.
Mandatory requirement of 'In-person' verification of clients
|
Jan 12, 2010
|
Revised quarterly reporting format for Foreign Venture Capital Investors
|
Jan 11, 2010
|
Market Wide Position Limits across Stock Exchanges
Revised quarterly reporting format for Venture Capital Funds
|
Jan 08, 2010
|
Standardized lot size for derivative contracts on individual securities
|
Jan 07, 2010
|
PAN requirement for transmission of shares in physical form
Simplified Debt Listing Agreement for Debt Securities - Amendments
Simplified Listing Agreement for Debt Securities – As Amended till January 07, 2010
|
Jan 06, 2010
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
Internal Audit for Credit Rating Agencies (CRAs)
Review of Securities Lending and Borrowing (SLB) Framework
|
|
|
|
|
December , 2009
|
Dec 31, 2009
|
Mutual Fund Circulars - 2009
|
Dec 30, 2009
|
Applications Supported by Blocked Amount (ASBA) facility in public issues and rights
issues
|
Dec 22, 2009
|
Delivery Period for Interest Rate Futures
|
Dec 15, 2009
|
Allocation methodology of debt investment limits to FIIs
Modifications in the existing SEBI circulars for Mutual Funds
|
Dec 11, 2009
|
AMFI Guidelines for change of mutual fund distributor
Transactions through some mutual fund distributors and compliance
with the SEBI circular on AML
|
Dec 09, 2009
|
Preservation of Records
Preservation of Records
|
Dec 03, 2009
|
Dealings between a client and a stock broker - trading members
included
|
Dec 02, 2009
|
Limitation period for filing of Arbitration reference
|
November , 2009
|
Nov 30, 2009
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
Nov 26, 2009
|
Simplified Listing Agreement for Debt Securities – Amendments
|
Nov 25, 2009
|
Issue of No Objection Certificate for release of 1% of issue
amount
|
Nov 13, 2009
|
Expiry Date for Equity Derivative Contracts
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
|
Nov 06, 2009
|
Market Access Through Authorised Persons
|
October , 2009
|
Oct 27, 2009
|
Oct 27, 2009 Establishment of Connectivity with both depositories
NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement
(TFTS) to normal Rolling Settlement
|
Oct 23, 2009
|
Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act,
1967
Trading Hours on Stock Exchanges
|
Oct 16, 2009
|
Clearing and Settlement of trades in Corporate Bonds through
Clearing Corporations
|
Oct 14, 2009
|
Revision of transaction charges by the stock exchanges
|
Oct 07, 2009
|
Prior approval for re-commencing trading on the Stock Exchange
|
September , 2009
|
Sep 29, 2009
|
Filing of offer documents with SEBI under ICDR Regulations Statement of additional
information (SAI) & Scheme Information Document (SID) to be made available on SEBI
website
|
Sep 16, 2009
|
Systems Audit of Mutual Funds
|
Sep 14, 2009
|
Applicability of Securities and Exchange Board of India (Delisting
of Equity Shares) Regulations, 2009 (Delisting Regulations)- Transitional Provisions
|
Sep 10, 2009
|
Compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993
|
Sep 07, 2009
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
Sep 04, 2009
|
Allocation methodology of debt investment limits to FIIs
|
Sep 03, 2009
|
Amendments to Equity Listing Agreement Amendments to SEBI (Employee Stock Option
Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 Application under sub-rule
(7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for relaxing
strict enforcement of clause (b) to sub-rule (2) of rule 19 thereof Disclosure of
investor complaints and arbitration details on Stock Exchange website Notification
of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
|
Sep 01, 2009
|
Anti Money Laundering/Combating Financing of Terrorism Standards- Additional Requirements/Clarifications.
|
August , 2009
|
Aug 28, 2009
|
Exchange traded Interest Rate Futures
|
Aug 27, 2009
|
Code of Conduct for Intermediaries of Mutual funds
|
Aug 20, 2009
|
Amendment to SEBI (DIP) Guidelines, 2000 - Rights Issue Process/ Procedure
|
Aug 17, 2009
|
Exit load - Parity among all classes of unit holders
|
Aug 07, 2009
|
Exit load - Parity among all classes of unit holders
|
Aug 06, 2009
|
Interpretative circular under regulation 5 of the Securities
and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations
1997- Applicability of provisions of regulation 11 (2) thereof, as amended on October
30, 2008
|
Aug 05, 2009
|
Application Supported by Blocked Amount (ASBA) process
|
July , 2009
|
Jul 31, 2009
|
Amendments to the SEBI (Disclosure and Investor Protection)
Guidelines, 2000- amendment to Chapter VIA concerning general and disclosure requirements
pertaining to IDR issues Portfolio Managers - Amendment to Additional Information
for registration / renewal applications
Portfolio Managers - Amendment to Additional Information for
registration / renewal applications
Procedure for submission of updations in the offer documents
filed with SEBI Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual
Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA
|
Jul 30, 2009
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
Jul 27, 2009
|
Comprehensive Risk Management Framework for the cash market
|
Jul 21, 2009
|
Abolition of no-delivery period for all types of corporate actions Amendments to
the Equity Listing Agreement
|
Jul 09, 2009
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines,
2000
|
Jul 08, 2009
|
Revision in Filing Fee for Mutual Funds - Amendments to SEBI
(Mutual Funds) Regulations, 1996
|
July 3, 2009
|
Firm commitment requirement for registration as Foreign Venture Capital Investors.
|
Jun , 2009
|
|
Jun 30, 2009
|
Mutual Funds - Empowering investors through transparency in
payment of commission and load structure.
|
Jun 29, 2009
|
Establishment of Connectivity with both depositories NSDL and CDSLCompanies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
|
Jun 23, 2009
|
Clarification on applicability of SEBI Regulations/ Circulars on Initial and Continuous
Disclosures for Convertible and Non-Convertible Debt Maintenance of Clients' Funds
in a separate Bank Account by Portfolio Managers
|
Jun 16, 2009
|
Model Listing Agreement for listing of Indian Depository Receipts
(IDRs)
|
Jun 15, 2009
|
Guidelines for Investment by Mutual Funds in Money Market Instruments
|
Jun 12, 2009
|
Valuation of debt securities by mutual funds
|
Jun 11, 2009
|
Submission of Monthly Report
|
Jun 09, 2009
|
Guidelines for Investment by Mutual Funds in Indian Depository
Receipts (IDRs) and copies of gazette notifications dated April 8, 2009 and June
5, 2009
|
|
May , 2009
|
|
May 20, 2009
|
PAN requirement for transfer of shares in physical form
|
May 12, 2009
|
Allocation methodology of debt investment limits to FIIs
|
May 11, 2009
|
Simplified Listing Agreement for Debt Securities
|
April , 2009
|
|
Apr 24, 2009
|
Amendments to Listing Agreement
|
|
Apr 20, 2009
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
|
March , 2009
|
|
Mar 26, 2009
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
Mar 24, 2009
|
Revised Position Limits for Exchange Traded Currency Derivatives
|
Mar 19, 2009
|
Circular-: Portfolio format for debt oriented close-ended and
interval schemes / plans
|
Mar 13, 2009
|
FII investments in Debt Securities
|
Febr , 2009
|
|
Feb 27, 2009
|
Extension in time for compliance with Regulation 16(8) of SEBI Portfolio Managers
Regulations
|
|
Feb 24, 2009
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
|
|
Feb 20, 2009
|
Direct Market Access - Clarification
|
|
Feb 10, 2009
|
Review of Annual Issuers charges
|
|
Feb 06, 2009
|
Allocation methodology of debt investment limits to FIIs
|
|
Feb 03, 2009
|
Amendments to Clause 35 and Clause 41 of the Listing Agreement Formats for disclosures
under regulation 8A(1), 8A(2), 8A(3) and 8A(4) of the Securities and Exchange Board
of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997
|
January , 2009
|
|
|
21 Jan , 2009
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
19 Jan , 2009
|
Indicative Portfolios and Yields in Mutual Fund schemes
Portfolio of Liquid Schemes and nomenclature of Liquid Plus schemes
|
5 Jan , 2009
|
Revision in submission of reports on two way fungibility of ADRs/GDRs
|
|
|
|
|
December , 2008
|
|
29 Dec , 2008
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Guidelines in respect of exit option to Regional Stock Exchanges
|
19 Dec , 2008
|
Master Circular on Anti Money Laundering and Combating Financing of Terrorism (AML
and CFT) Standards -
PDF
|
11 Dec , 2008
|
Review of Provisions relating to Close Ended Schemes
|
8 Dec , 2008
|
Amendments to SEBI (DIP) Guidelines, 2000
Listing and trading of warrants issued as part of a QIP being a combined issuance
of NCDs with Warrants
|
5 Dec , 2008
|
Maintenance of Security Deposit of 1% of the amount of securities
offered to public/shareholders by issuer companies with the designated stock exchanges
|
2 Dec , 2008
|
Cross Margining across Exchange traded Equity (Cash) and Exchange traded Equity
Derivatives (Derivatives) segments
|
1 Dec , 2008
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
Nov , 2008
|
|
21 Nov , 2008
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to
normal Rolling Settlement
|
6 Nov , 2008
|
Issuance of Electronic Contract Notes in Equity Derivatives
Segment
Time period for utilization of debt limits
|
October , 2008
|
|
31 Oct , 2008
|
Review of Securities Lending and Borrowing (SLB) Framework
|
24 Oct , 2008
|
Applicability of Net Asset Value (NAV) for Income/Debt oriented
Mutual Fund scheme(s)/plan(s) (other than liquid fund schemes
Standardising format of Abridged Schemewise Annual Report Format
and reduction in time period for dispatch to the unitholders - Amendments to SEBI
(Mutual Funds) Regulations, 1996
|
23 Oct , 2008
|
Amendment to Clause 49 of the listing agreement
Foreign Investments in Infrastructure Companies in Securities
Markets
|
21 Oct, 2008
|
Internal Audit for stock brokers/trading members/clearing members
|
20 Oct , 2008
|
Lending of securities bought in the Indian Market
Notification regarding Standardising format of Abridged Schemewise Annual Report
and reduction in time period for dispatch to the unitholders
Revised Exposure Margin for Exchange Traded Equity Derivatives
|
18 Oct , 2008
|
Valuation of Debt securities by Mutual Funds
|
17 Oct , 2008
|
Allotment of code to MCX Stock Exchange Ltd
|
16 Oct , 2008
|
Dissemination of further information about FII activity
FII investments in Debt Securities
|
15 Oct , 2008
|
Revised Exposure Margin for Exchange Traded Equity Derivatives
|
7 Oct , 2008
|
Removal of restrictions on ODIs
|
6 Oct , 2008
|
Eligibility criteria for introduction of derivatives on shares
|
September, 2008
|
|
25 Sept , 2008
|
Applications Supported by Blocked Amount (ASBA) facility in Rights Issues
|
4 Sept , 2008
|
Amendments to Equity Listing Agreement
|
August, 2008
|
|
29 Aug , 2008
|
Effective date of ASBA Process and clarification on clause 2.8 of SEBI (Disclosure
and Investor Protection (DIP)) Guidelines, 2000
|
28 Aug , 2008
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines
2000
|
27 Aug , 2008
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
22 Aug, 2008
|
Internal Audit for stock brokers/clearing members
|
08 Aug , 2008
|
Extending calendar spread treatment till expiry of the near
month contract
|
06 Aug , 2008
|
Exchange Traded Currency Derivatives
|
04 Aug , 2008
|
Amendments to SEBI (ESOS and ESPS) Guidelines, 1999
|
01 Aug , 2008
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
July, 2008
|
|
30 July , 2008
|
Circular on Applications Supported by Blocked Amount - Bankers to an Issue Circular
on Applications Supported by Blocked Amount - Merchant Bankers Circular on Applications
Supported by Blocked Amount - Registrars to an Issue Circular on Applications Supported
by Blocked Amount - Stock Exchanges
|
25 July , 2008
|
Designated e-mail ID for regulatory communication with SEBI -Merchant Bankers Designated
e-mail ID for regulatory communication with SEBI - SE /Depositories
|
24 July , 2008
|
Abridged Schemewise Annual Report Format and periodic disclosures to the Unitholders
|
23 July , 2008
|
Annual Systems Audit
|
21 July , 2008
|
Submission of Monthly Reports
|
07 July , 2008
|
Designated e-mail ID for regulatory communication with SEBI
|
04 July , 2008
|
FII investments in Debt Securities
|
June, 2008
|
|
30 June , 2008
|
Mandatory requirement of Permanent Account Number - PAN
|
25 June , 2008
|
Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible
for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
23 June , 2008
|
Parking of Funds in Short Term Deposits of Scheduled Commercial
Banks by Mutual Funds - Pending Deployment
|
06 June , 2008
|
FII investments in Debt Securities
Notifications regarding Net Settlement of Government Securities
|
May, 2008
|
|
27 May , 2008
|
Undertakings for ODI activity
|
23 May , 2008
|
Simplification of Offer Document and Key Information Memorandum of Mutual Funds
Scheme
|
22 May , 2008
|
Margining of institutional trades in the cash market
|
06 May , 2008
|
Reporting of information on a half yearly basis - Merchant Bankers
Reporting of information on a periodic basis - Bankers to Issue
Reporting of information on a quarterly basis - Registrars To Issue and Share Transfer
Agents
Reporting of information on a quarterly basis- Debenture Trustees
|
05 May , 2008
|
Comprehensive Risk Management Framework for the cash market
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
02 May , 2008
|
List of Million Plus Cities
List of Million Plus UAs Cities
Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses
|
April, 2008
|
|
30 Apr , 2008
|
Revised Monthly Cumulative Report - MCR
|
17 Apr , 2008
|
Collateral deposited by clients with brokers
Comprehensive Risk Management Framework for the cash market
Interpretation of term shareholder having trading rights under
Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding
in Recognised Stock Exchanges) Regulations, 2006
|
08 Apr , 2008
|
Corporate Governance in listed Companies - Clause 49 of the Listing Agreement
Overseas Investments by Mutual Funds
|
07 Apr , 2008
|
Revision in Filing Fees for Offer Documents - Amendments to SEBI (Merchant Bankers)
Regulations, 1992, SEBI (SAST) Regulations, 1997 and SEBI (Buy Back of Securities)
Regulations, 1998
|
04 Apr , 2008
|
Introduction of Bond Index
|
03 Apr , 2008
|
Exemption from mandatory requirement of PAN
Introduction of Direct Market Access facility
Revision in Filing Fees and Registration Fees - Amendments
to SEBI (Mutual Funds) Regulations, 1996
|
March, 2008
|
|
19 Mar , 2008
|
Margining of institutional trades in the cash market
Operationalisation of Short Selling and Securities Lending and Borrowing
|
18 Mar , 2008
|
Load on Bonus Units and units allotted on Reinvestment of Dividend
|
17 Mar , 2008
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines,
2000
|
14 Mar , 2008
|
Establishment of Connectivity with both depositories NSDL and CDSL - companies eligible
for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
12 Mar , 2008
|
Policy for Commencement/ Recommencement of Trading of Securities
|
11 Mar , 2008
|
Eligibility criteria, market structure and governance of Derivative
Exchange
Instructions to Merchant bankers Circular 1
|
February, 2008
|
|
29 Feb, 2008
|
New Scheme Report Format
|
28 Feb, 2008
|
Safeguards to address the concerns of the investors on transfer of securities in
dematerialized mode
|
26 Feb, 2008
|
Standard warning in Advertisements by Mutual Funds
|
22 Feb, 2008
|
CBDT circular on Securities Lending/Borrowing
|
21 Feb, 2008
|
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible
for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
1 Feb, 2008
|
Extending number of centers where refund shall be made through ECS in public/ rights
issues
Extending number of centres where refund shall be made through
ECS in public /rights issues
Extending number of centres where refund shall be made through ECS in public /rights
issues
|
January, 2008
|
|
31 Jan, 2008
|
FII investments in Debt Securities
Removal of initial issue expenses
|
22 Jan, 2008
|
Trading and settlement of trades in dematerialized scrips
|
15 Jan, 2008
|
Introduction of Volatility Index
|
11 Jan, 2008
|
Introduction of Index options with longer tenure
|
|
|
|
|
December, 2007
|
|
31 Dec, 2007
|
Waiver of load for direct applications
|
27 Dec, 2007
|
Amendments to Equity Listing Agreement - Clauses 43A, 49, 51
and 52
|
|
Introduction of mini derivative (Futures and Options) contract on Index -Sensex
and Nifty
|
24 Dec, 2007
|
Establishment of Connectivity with both depositories NSDL and CDSL companies eligible
for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
20 Dec, 2007
|
Circular-Change in affiliation of Sub-brokers
|
|
Short selling and securities lending and borrowing
|
03 Dec, 2007
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
|
November, 2007
|
|
29 Nov, 2007
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
|
16 Nov, 2007
|
Notification for Index Fund Scheme and Short Selling
|
October, 2007
|
|
26 Oct, 2007
|
Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual
Funds - Pending deployment
|
08 Oct, 2007
|
Establishment of Connectivity with both depositories NSDL and
CDSL - Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling
Segment
|
September, 2007
|
|
26 Sept, 2007
|
Overseas Investments by Mutual Funds
|
11 Sept, 2007
|
Circular on acceptance of Foreign Sovereign Securities as collateral from Foreign
Institutional Investors (FIIs) for Exchange Traded Derivative Transactions
|
07 Sept, 2007
|
Proof of Identity (POI) and Proof of Address (POA) for opening a Beneficiary Owner
(BO) Account for non-body corporates
|
August , 2007
|
|
09 Aug, 2007
|
Guidelines for Overseas Investments by Venture Capital Funds
|
06 Aug, 2007
|
Dissemination of Information on Debentures
|
July , 2007
|
|
25 July , 2007
|
Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting
from Trade for Trade Segment (TFTS) to Rolling Segment
|
10 July , 2007
|
Amendments to Clause 41 of Equity Listing Agreement
|
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
|
05 July , 2007
|
Bimonthly Compliance Test Reports - CTRs
|
03 July , 2007
|
Supervision of branches of depository participants
|
June , 2007
|
|
27 Jun, 2007
|
Extension of Time for Uploading of NAVs of Fund of Fund Schemes
|
25 Jun, 2007
|
PAN as the sole identification number for all transactions in the securities market
|
11 Jun, 2007
|
Circular on Filing Fees for Offer Documents and Fixed Deposits
|
04 Jun, 2007
|
Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting
from Trade for Trade Segment (TFTS) to Rolling Segment
|
May , 2007
|
|
24 May , 2007
|
Amendments to SEBI(Disclosure and Investor Protection) Guidelines 2000
|
14 May , 2007
|
Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds
|
11 May , 2007
|
Renewal of Certificate of Registration
|
07 May , 2007
|
Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting
from Trade for Trade Segment (TFTS) to Rolling Segment
|
|
April , 2007
|
|
30 Apr, 2007
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines 2000
|
27 Apr, 2007
|
Permanent Account Number (PAN) to be the sole identification
number for all transactions in the securities market
|
26 Apr, 2007
|
Amendments to Clause 32 of Equity Listing Agreement
|
20 Apr , 2007
|
Guidelines for Consent Orders and for considering requests
for composition of offences
|
|
Revised Monthly Cumulative Report
|
16 Apr, 2007
|
Parking of Funds in Short Term Deposits of Scheduled Commercial
Banks by Mutual Funds - Pending deployme
|
13 Apr, 2007
|
Corporate Bond Market - Launch of Trading Platform
|
02 Apr, 2007
|
Establishment of Connectivity with both NSDL and CDSL - Companies eligible for Shifting
from Trade for Trade Segment (TFTS) to Rolling Segment
|
|
March , 2007
|
|
20 Mar, 2007
|
Amendments to the Listing Agreement for Debentures
|
02 Mar, 2007
|
Corporate Bond Market - Reporting Platform to also be set up
by NSE
|
|
February , 2007
|
|
22 Feb, 2007
|
Additional Reporting along with Monthly Cumulative Report - MCR
|
14 Feb, 2007
|
SEBI (Foreign Institutional Investors) (Amendment) Regulations 2007
|
13 Feb, 2007
|
Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting
from Trade for Trade Segment (TFTS) to Rolling Segment
|
|
Safeguards to address the concerns of the investors on transfer of securities in
dematerialized mode
|
|
January , 2007
|
|
22 Jan, 2007
|
Exclusive e-mail ID for redressel of Investor Complaints
|
19 Jan, 2007
|
FII investments in Debt Securities
|
18 Jan , 2007
|
Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting
from Trade for Trade Segment (TFTS) to Rolling Segment
|
15 Jan , 2007
|
Gazette notifications
|
04 Jan , 2007
|
Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds
|
|
|
|
|
December , 2006
|
|
31 Dec , 2006
|
Mutual Funds Circulars-2006 Portfolio Managers - Circulars 2006
|
22 Dec , 2006
|
Foreign investments in infrastructure companies in securities markets
|
20 Dec, 2006
|
Amendments to SEBI (Portfolio Managers) Regulations, 1996
|
18 Dec , 2006
|
Exclusive e-mail ID for redressel of Investor Complaints
|
|
SEBI (Custodian of Securities) (Second Amendment) Regulations 2006
|
15 Dec , 2006
|
Clarification to Clause 24 of Comprehensive IPF/CPF Guidelines
|
14 Dec , 2006
|
FII investments in Debt Securities
|
12 Dec , 2006
|
Corporate Bond Market - Launch of Reporting Platform
|
11 Dec , 2006
|
Dissemination of tariff/charge structure of Depository Participants
|
|
Interpretive Circular under Regulation 5 of the Securities and Exchange Board of
India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997
|
|
08 Dec , 2006
|
Establishment of Connectivity with both NSDL and CDSL - Shifting from Trade for
Trade Segment (TFTS) to Rolling Segment
|
|
November , 2006
|
|
20 Nov , 2006
|
Dispatch of account statement
|
13 Nov , 2006
|
Establishment of Connectivity with both NSDL and CDSL - Shifting from Trade for
Trade Segment (TFTS) to Rolling Segment
|
|
October , 2006
|
|
27 Oct , 2006
|
Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications
III
|
|
18 Oct , 2006
|
Amendments to SEBI (Disclosure and Investor Protection) {DIP}
Guidelines, 2000
|
|
|
Common Key Personnel between Mutual Funds and Venture Capital Funds
|
|
16 Oct , 2006
|
Amendments to SEBI (Disclosure and Investor Protection) (DIP)
Guidelines, 2000
|
|
13 Oct, 2006
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
|
|
11 Oct , 2006
|
Uniform cut-off timings for applicability of Net Asset Value (NAV) of Mutual Fund
scheme(s)/plan(s)
|
|
|
Uniform cut-off timings for applicability of Net Asset Value
of Mutual Fund scheme(s)/plan(s).
|
|
03 Oct , 2006
|
Payment of fees by Stock Brokers- Corrigendum
|
|
September, 2006
|
|
29 Sept, 2006
|
Payment of fees by Stock Brokers
|
|
28 Sept, 2006
|
Standing Committee - Computerised Trading System
|
|
|
Uniform cut-off timings for applicability of Net Asset Value (NAV) of Mutual Fund
scheme(s)/plans
|
|
26 Sept, 2006
|
Mandatory requirement of Permanent Account Number (PAN) - Issues
and clarifications
|
|
22 Sept, 2006
|
Procedure for re-introduction of derivatives contracts and modified position limits
|
|
21 Sept, 2006
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
|
|
15 Sept, 2006
|
FII investments in Upper Tier II Instruments
|
|
13 Sept, 2006
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
|
12 Sept, 2006
|
SEBI (Foreign Institutional Investors) (Amendment) Regulations, 2006
|
|
August , 2006
|
|
22 Aug , 2006
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segm
|
|
14 Aug , 2006
|
Capital Protection Oriented scheme and Revision in Fees
|
|
04 Aug, 2006
|
Filing of Annual Information Return to be filed by Mutual Funds
|
|
02 Aug , 2006
|
Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds
|
|
July , 2006
|
|
24 July , 2006
|
Circular for Portfolio Managers
|
|
20 July , 2006
|
Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications
|
|
|
Revised Monthly Cumulative Report (MCR) and Annual Statistical Report (ASR)
|
|
13 July , 2006
|
Mandatory requirement of Permanent Account Number (PAN) for transactions in the
cash market
|
|
|
SEBI (Foreign Institutional Investors) (Amendment) Regulations 2006
|
|
07 July , 2006
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
|
|
June , 2006
|
|
30 June , 2006
|
Undertaking from trustees for new scheme offer document
|
|
28 June , 2006
|
Circular for Portfolio Managers
|
|
|
Circular to all Portfolio Managers registered with SEBI
|
|
16 June , 2006
|
Gazette notification no. S.O. 783(E) dated May 22, 2006 pertaining to SEBI (Mutual
Funds) (Second Amendment) Regulations 2006
|
|
|
Margining in Cash Market.
|
|
May , 2006
|
|
23 May , 2006
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
|
|
08 May , 2006
|
Guidelines for Qualified Institutions Placement-Amendments to SEBI (Disclosure and
Investor Protection) Guidelines, 2000
|
|
April , 2006
|
|
24 Apr , 2006
|
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
|
21 Apr, 2006
|
Dividend Distribution Procedures for Mutual Funds
|
|
|
Introduction of Gold Exchange Traded Funds in India
|
|
20 Apr , 2006
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
|
|
13 Apr, 2006
|
Amendments to Clause 40A and Clause 35 of Equity Listing Agreement
|
|
05 Apr , 2006
|
FII investments in Debt Securities
|
|
04 Apr , 2006
|
Rationalisation of Initial Issue Expenses and Dividend distribution procedure for
Mutual Funds
|
|
03 Apr , 2006
|
Introduction of new Chapter VIA in the SEBI (DIP) Guidelines, 2000
|
|
|
Listing Agreement for Indian Depository Receipts (IDRs)
|
|
March , 2006
|
|
31 Mar , 2006
|
Amendments to the SEBI (Disclosure and Investor Protection) guidelines 2000
|
|
29 Mar , 2006
|
Applicability of Investment Restrictions for Securitised Debt
|
|
|
Review of time limit for updating NAV on AMFI website
|
|
20 Mar , 2006
|
Guidelines on Anti Money Laundering Standards
|
|
February , 2006
|
|
21 Feb , 2006
|
Use of Electronic Clearing System (ECS) for refund in public issues Instructions
for updation of MICR code for refunds through ECS
|
|
15 Feb , 2006
|
Clarification to Circular No. DNPD/Cir-31/2006 dated January
20, 2006
|
|
Jan , 2007
|
|
31 January , 2006
|
Amendment to SEBI (Delisting of Securites) guidelines 2003
|
|
24 Jan , 2006
|
SEBI (Mutual Funds) (Amendment) Regulations, 2006 - GETF
|
|
20 Jan , 2006
|
Circular-Amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines,
2000
|
|
|
Circular-Amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines,
2000
|
|
|
Circular-Amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines,
2000
|
|
|
Modification of the Trading Member/FII/Mutual Fund position
limits for stock based exchange traded derivative contracts
|
|
|
Review of the eligibility criteria of stocks for derivatives
trading especially on account of corporate restructuring
|
|
19 Jan , 2006
|
ISINs to be activated after commencement of trading on the stock exchanges
|
|
18 Jan, 2006
|
Guidelines on Anti Money Laundering Standards
|
|
13 Jan , 2006
|
Corporate Governance in listed Companies - Clause 49 of the Listing Agreement
|
|
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
|
|
|
|
December , 2005
|
|
31 Dec , 2005
|
Mutual Funds Circulars-2005
|
22 Dec , 2005
|
Corrigendum to Circular No. SEBI/MRD/SE/Cir-16/2005 dated August 04 2005
|
|
Corrigendum to Circular No.SEBI/MRD/SE/Cir-15/2005 dated August 04, 2005
|
November , 2005
|
11 Nov , 2005
|
Amendments to the SEBI (Disclosure and Investor Protection)
(DIP) Guidelines, 2000
|
09 Nov , 2005
|
Review of Dematerialisation Charges
|
September , 2005
|
26 Sept , 2005
|
Investment in ADRs/GDRs/foreign securities by Mutual Funds
|
19 Sept , 2005
|
Amendments to the SEBI (Disclosure and Investor Protection)
(DIP) Guidelines 2000
|
|
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
|
14 Sept , 2005
|
Trading by Mutual Funds in Exchange Traded Derivative Contracts
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08 Sept , 2005
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Electronic issuance of contract notes - Additional conditions
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02 Sept, 2005
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Discontinuation of Hand Delivery Bargains / Delivery Versus
Payment (DVP)
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Guidelines for execution of block deals on the stock exchanges
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Revised Activity schedule for T+2 rolling settlement
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August , 2005
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10 Aug , 2005
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Unique Client Code (UCC) for Mutual Fund Schemes/Plans
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04 Aug , 2005
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Maintenance of books of accounts and other documents sought by Enforcement Agencies
from Depositories and DPs
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Maintenance of books of accounts and other documents sought by Enforcement Agencies
from Stock Exchanges and Brokers
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July , 2005
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07 July , 2005
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Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Rolling Segment
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01 July , 2005
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Suspension of fresh Registrations under SEBI (Central Database of Market Participants)
Regulations, 2003
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June , 2005
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14 June , 2005
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Minimum Number of Investors in Scheme(s)/Plan(s) of Mutual
Funds
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May , 2005
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13 May , 2005
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Comprehensive Risk Management Framework for the Cash Market
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12 May , 2005
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Implementation of the SEBI (Stock Brokers and Sub brokers)
(Amendment) Regulations, 2003 and format of Model Tripartite Agreement
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April , 2005
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26 Apr , 2005
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Withdrawal of the temporary exemption from ECS facility - Erstwhile Global Trust
Bank Ltd
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20 Apr , 2005
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Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade
Segment (TFTS) to Normal Rolling Segment (NRS)
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March , 2005
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31 Mar , 2005
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Implementation of the SEBI (Stock Broker and Sub Brokers) (Amendment) Regulations,
2003 and format of Model Tripartite Agreement
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29 Mar , 2005
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Amendments to the SEBI (Disclosure and Investor Protection) DIP Guidelines, 2000
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Corporate Governance - Clause 49 of the Listing Agreement
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16 Mar , 2005
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Compliance Test Report -CTR
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11 Mar , 2005
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FII investments in Debt Securities
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04 Mar , 2005
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Margin Trading Facility and Securities Lending and Borrowing
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February , 2005
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23 Feb , 2005
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Comprehensive Risk Management Framework for the cash market
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17 Feb , 2005
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Revised Format of Monthly Development Report (MDR)
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09 Feb , 2005
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Election to the Governing Board of Stock Exchanges
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January , 2005
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28 Jan , 2005
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Review of Dematerilisation Charges-PDF
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25 Jan , 2005
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Amendments to the SEBI (Disclosure and Investor Protection) (DIP) Guidelines 2000
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18 Jan , 2005
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Establishment Of Connectivity With Both NSDL And CDSL- Shifting
From Trade For Trade Segment (TFTS) To Normal Rolling Segment (NRS)
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04 Jan , 2005
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Renewal of Certificate of Registration
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SEBI (Central Database of Market Participants) Regulations, 2003 - Clarifications
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